Permissive Working

In New Zealand Double Line Automatic Signalling territory there are various ways that permissive working can be authorised. This page describes the various situations in which permissive working can occur.


Right The six car EMU in advance of intermediate signal 2160 failed at Pomare. In accordance with the rules the EMU in rear passed the Stop & Proceed signal at stop and coupled up to the failed train. The twelve car set then ran to Trentham as one train. An unusual working as Ganz EMUs are usually restricted to eight cars maximum.

Stop & Proceed signal 2160 (Pomare) about to be passed at Stop. Poor image due to problems with scanner.




Definition

On this page I will use the following definition of a permissive signal:

A signal which may be cautiously passed in stop position after the train has stopped at the signal. After passing a permissive signal in the stop position the movement in the next block section must be made at restricted speed.



Permissive Working Examples

In Automatic Signalling territory there are two basic ways of authorising permissive working - either with a low-speed light or with a Stop & Proceed signal. There are then further combinations depending on whether or not the signal is equipped with an A-Light, is controlled by a signalman or is approach cleared.

It is possible that passing an illuminated low-speed light is not permissive working (because a train is not required to stop). I have included it on this page because the low-speed light merely indicates that any points are set and locked, not that the track is clear.

Here are some examples of permissive working on the New Zealand system.


Train B After a track BT has been occupied for x seconds the low-speed light on approach cleared A2R will illuminate.

Train C The A-light on 10R is illuminated, converting the signal to Stop & Proceed. If the switchlock door is opened 10R goes to Stop and the A-light is turned off, converting the signal to Stop & Ptay. 10R is not controlled by the signalman.

Train D 1975 is an intermediate automatic Stop & Proceed signal - the marker is offset to the right.

Train E 6R is a Stop & Ptay signal controlled by the signalman. The A-Light is illuminated, indicating that the station is switched out and Stop & Proceed rules apply to the signal.

Train F 2R is a Stop & Ptay signal controlled by the signalmen. It is not fitted with an A-Light so the station cannot be switched out. The signalman has turned on the low-speed light.

Train G 2567 is an automatic signal configured as a Stop & Ptay. It can be passed at Stop only on the verbal instructions of Train Control. I am not sure if this is classed as permissive working.




Signal Imperfectly Displayed

In early 2004 I observed permissive working with an interesting variation.

This is my pedantic interpretation (as an armchair expert) of events. I am aware that another interpretation is that a Dark unit can be treated as Red and in this instance the driver could have proceeded on a Green over Dark without stopping. Note also that I did not see the upper unit before the train passed the signal so I have assumed that it was displaying Green. It is possible that because of the angle at which I viewed the lower unit it was not dark and we had stopped because the upper unit was Red. Nevertheless, this raises some interesting issues so I have decided to include the following section in this page on Permissive Working.



I was on an EMU from Upper Hutt to Wellington. We departed Pomare Station slowly and came to a stop. After a short delay we set off at low speed. This had all the hallmarks of a signal stop so I kept a lookout.

As we passed the double unit Stop and Stay signal Taita 134 Down Home I noticed that the upper unit was Red (as expected, because the front of the train had passed the signal) but that the lower unit was dark. This was a Signal Imperfectly Displayed which is why we had stopped.

Rule 60 (b) in the 1988 Rule Book states:

(b) After stopping at an imperfectly displayed signal a train may proceed only in accordance with the relative Operating instructions applying to the passing of the signal concerned at Stop.

It was the off-peak, Taita Box was switched out and the A-Light was illuminated. This converted the signal to a Stop and Proceed and so we had passed it at Stop in accordance with the rules.

What is interesting is that if the A-Light had been off it would have been necessary for the driver to obtain permission from the Taita Signalman to pass the signal - even if the upper unit had been displaying Green.




The Rules

The rules for passing a Stop & Proceed signal at Stop are more complicated than for those for passing a signal with an illuminated Low-Speed light.


Permissive Working With Stop & Proceed Signal

From Double Line Automatic Signalling Regulation 3 (1988 Rule Book):

3. Train Stopped at an Intermediate Stop and Proceed Signal

(a) When a Locomotive Engineer observes a Stop and Proceed signal at "Stop" he must stop the train; if, at the expiration of 10 seconds, the signal is still at "Stop" the train may proceed cautiously past the signal, the Locomotive Engineer being prepared to find the section occupied or Obstructed, points wrongly set, or a broken or displaced rail.

Where there are points in the section ahead of a Stop and Proceed Signal which has been passed at "Stop" the Locomotive Engineer before the train passes over the points, must examine them and see that they are so secured that the train may pass safely over them.

(b) After passing a Stop and Proceed signal at "Stop" the Locomotive Engineer must not assume that any obstruction in the section is protected, but must regulate the speed of the train so that it can be stopped within the distance he can see ahead and clear of any obstruction.

Note - In connection with the passing of these signals Locomotive Engineers must ensure that the train proceeds cautiously, being prepared to find the section obstructed or a displaced rail or points wrongly set and must not assume that any obstruction is protected. Level crossings in the section equipped with automatic warning devices must also be approached with caution as the alarms may not operate correctly.

If the signal in in advance is observed to be at "Caution" or "Clear" the Locomotive Engineer must not relax Vigilance but must, until he reaches the signal, be prepared to stop the train clear of any obstructions.

(c) If, after passing a Stop and Proceed signal at "Stop", a Locomotive Engineer becomes aware that there is a train stopped in the section he must stop his train and except when verbally instructed or handsgnalled by a responsible member of the crew of the train in front to draw cautiously forward, must wait until the train has proceeded on its journey before again starting his train.

If, however, the train is observed to be moving through the section the second train may follow it at a safe interval.

Note - In view of the possibility of a train which has passed Stop and Proceed signal at "Stop" being in the same section as another train, strict attention to and observance of tail lamps after dark, or when visibility is bad, is of the utmost importance.

Permissive Working With Low-Speed Light

From Rule 58 (1988 Rule Book):

Proceed at low speed, prepared to find track occupied, and ready to stop clear of any obstruction.

Points are in the proper position but track may be occupied, or suitable for low speed only.



Comments

In some parts of the New Zealand Network, eg the Wellington suburban area, an illuminated A-Light may be taken as proof that the points are set and locked. If the signal is displaying Stop, is not protecting a switchlock and the A-Light is not illuminated, the LE must find out if the signal box controlling that signal is switched out. He must have the permission of Train Control to pass the signal. He must stop his train and hand wind the points to check that they are correctly set and secure.

If a low speed light is illuminated any level crossing alarms work correctly, unlike passing a Stop and Proceed signal at Stop. In the latter case the alarms may not work correctly.

A train need not stop at an illuminated low-speed light. Therefore, strictly speaking, this is not permissive working in terms of the definition that I have given above.



Last Updated: Saturday, December 31, 2005

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